Garvey Schubert Barer
A Partnership of Professional Corporations

SEC Field Examination Alert
In an effort to provide additional guidance on compliance issues identified in recent field examinations, the SEC's Office of Compliance Inspections and Examinations (OCIE) has issued a Compliance Alert directed at broker-dealers and investment advisers. We highlight selected areas.
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Garvey Schubert Barer Expands Healthcare Practice; Adds Veteran Attorney to Seattle Office
Garvey Schubert Barer is pleased to announce that Stephen Rose has joined the firm's Seattle office as an Owner in the firm’s Healthcare Law practice.
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